Compliance Assignment

Compliance Assignment

Order Description

Produce a paper for discussion, considering how the current economic and political environment,

together with increased political and media focus, is currently impacting upon, or has the potential

to impact upon compliance matters within a regulated firm in a jurisdiction and sector of your


Your answer should be supported by relevant examples and include coverage of, but not be limited

to, topics such as the following:

? how the regulatory environment has changed over recent years

? current regulatory developments

? plans for future regulatory development

? impact upon the structure, strategy and objectives of the Compliance function

? current potential barriers to effective compliance

? consequent opportunities and threats to the regulated firm.

Total 100 Marks


? Please submit one document only in a Microsoft word format

? Save the assignment as your user ID number e.g. ICTD373055

? Word Count should be between 2,500-3,500. This includes all footnotes, in text references and

appendices but excludes any bibliography, reference or contents page(s). N.B. Appendices

should only be used in exceptional circumstances and should consist of only brief extracts or


? Further advice on all aspects of assignment writing and submission is available in the Student